Entities violating capital markets must pay money to investors:SEBI

Q.  Entities under probe for serious violation in which market can seek settlement of the case if they make good on losses suffered by investors to SEBI’s satisfaction?
- Published on 17 May 16

a. Share Market
b. Stock market
c. Capital market
d. Money market

ANSWER: Capital market
 
Entities under probe for “serious violations” in capital markets can seek settlement of case only if they make good on their losses suffered by investors as per the consent of SEBI.
  • Regulations provide settlement of cases where proceedings have not been initiated
  • Regulations provide for settlement of cases where proceedings are yet to be initiated

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